SEC Form 4 · accession 0000067887-19-000017
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Fishback
Officer — CFO · Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Feb 1, 2019 | M | 8,000 | $26.66 | A | 54,514 | D | |
| Class A CommonF1,F2 | Feb 1, 2019 | F | 4,290 | $89.47 | D | 50,224 | D | |
| Class B CommonF3 | holding | — | — | — | 1,518 | D | ||
| Class B CommonF4 | holding | — | — | — | 106 | I | 401 (k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SARF5,F6 | $26.66 | Feb 1, 2019 | M | 8,000 | D | — | Dec 1, 2019 | Class A Common | 15,375 | 7,375 | D |
| SARF5,F6 | $36.86 | holding | — | — | — | — | Nov 30, 2020 | Class A Common | 20,500 | 20,500 | D |
| SARF5,F6 | $41.82 | holding | — | — | — | — | Nov 30, 2021 | Class A Common | 20,500 | 20,500 | D |
| SARF5,F6 | $36.41 | holding | — | — | — | — | Nov 27, 2022 | Class A Common | 20,500 | 20,500 | D |
| SARF5,F6 | $61.69 | holding | — | — | — | — | Nov 11, 2023 | Class A Common | 10,000 | 10,000 | D |
| SARF5,F6 | $74.38 | holding | — | — | — | — | Nov 11, 2024 | Class A Common | 10,000 | 10,000 | D |
| SARF7,F6 | $63.04 | holding | — | — | — | — | Nov 17, 2025 | Class A Common | 3,333 | 3,333 | D |
| SARF7,F6 | $65.90 | holding | — | — | — | — | Nov 17, 2025 | Class B Common | 6,667 | 6,667 | D |
| SARF7,F6 | $71.648 | holding | — | — | — | — | Nov 15, 2026 | Class B Common | 10,000 | 10,000 | D |
| SARF7,F6 | $82.31 | holding | — | — | — | — | Nov 14, 2027 | Class B Common | 6,181 | 6,181 | D |
| SARF7,F6 | $80.19 | holding | — | — | — | — | Nov 13, 2028 | Class B Common | 6,988 | 6,988 | D |
Explanation of responses
- F1The reporting person no longer has a reportable beneficial interest in 690 shares of Class A Common Stock owned by his son and included in the reporting person's prior ownership reports.
- F2This represents the difference between the number of SARs exercised (8,000) and the number of shares issued as a result of the exercise (3,710). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($89.47) and the exercise price ($26.66). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
- F3Reflects 138 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on December 31, 2018.
- F4Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
- F5Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
- F6SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
- F7Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.