SEC Form 4 · accession 0000067887-18-000126
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Aubrecht
Officer — Vice President
Period of report
Dec 5, 2018
Accepted (ET)
Dec 7, 2018 · 3:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B CommonF3,F2 | Dec 5, 2018 | A | 715 | $0.00 | A | 38,336 | D | |
| Class A Common | holding | — | — | — | 40,860 | D | ||
| Class A CommonF1 | holding | — | — | — | 4,307 | I | Spouse | |
| Class B CommonF4 | holding | — | — | — | 40,793 | I | 401 (k) | |
| Class B CommonF1 | holding | — | — | — | 3,708 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SARF5,F6 | $36.41 | holding | — | — | — | — | Nov 27, 2022 | Class A Common | 20,500 | 20,500 | D |
| SARF5,F6 | $61.69 | holding | — | — | — | — | Nov 11, 2023 | Class A Common | 10,000 | 10,000 | D |
| SARF5,F6 | $74.38 | holding | — | — | — | — | Nov 11, 2024 | Class A Common | 10,000 | 10,000 | D |
| SARF7,F6 | $63.04 | holding | — | — | — | — | Nov 17, 2025 | Class A Common | 3,333 | 3,333 | D |
| SARF7,F6 | $65.90 | holding | — | — | — | — | Nov 17, 2025 | Class B Common | 6,667 | 6,667 | D |
| SARF7,F6 | $71.648 | holding | — | — | — | — | Nov 15, 2026 | Class B Common | 10,000 | 10,000 | D |
| SARF7,F6 | $82.31 | holding | — | — | — | — | Nov 14, 2027 | Class B Common | 6,181 | 6,181 | D |
Explanation of responses
- F1Dr. Aubrecht disclaims any beneficial interest in shares owned by spouse.
- F2Awarded under the 2014 Moog Inc. Long Term Incentive Plan.
- F3Stock bonus.
- F4Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
- F5Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
- F6SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
- F7Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.