SEC Form 4 · accession 0000067887-18-000101
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Andrew Szakmary
Officer — Vice President
Period of report
Nov 13, 2018
Accepted (ET)
Nov 15, 2018 · 6:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF2,F1 | Nov 13, 2018 | A | 350 | $0.00 | A | 350 | D | |
| Class A Common | Nov 13, 2018 | F | 119 | $79.15 | D | 231 | D | |
| Class B CommonF2,F1 | Nov 13, 2018 | A | 701 | $0.00 | A | 701 | D | |
| Class B Common | Nov 13, 2018 | F | 239 | $80.19 | D | 462 | D | |
| Class B Common | holding | — | — | — | 135 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SARF4,F5 | $41.82 | holding | — | — | — | — | Nov 30, 2021 | Class A Common | 20,500 | 20,500 | D |
| SARF4,F5 | $36.41 | holding | — | — | — | — | Nov 27, 2022 | Class A Common | 20,500 | 20,500 | D |
| SARF4,F5 | $61.69 | holding | — | — | — | — | Nov 11, 2023 | Class A Common | 10,000 | 10,000 | D |
| SARF4,F5 | $74.38 | holding | — | — | — | — | Nov 11, 2024 | Class A Common | 10,000 | 10,000 | D |
| SARF6,F5 | $63.04 | holding | — | — | — | — | Nov 17, 2025 | Class A Common | 3,333 | 3,333 | D |
| SARF6,F5 | $65.90 | holding | — | — | — | — | Nov 17, 2025 | Class B Common | 6,667 | 6,667 | D |
| SARF6,F5 | $71.65 | holding | — | — | — | — | Nov 15, 2026 | Class B Common | 10,000 | 10,000 | D |
Explanation of responses
- F1Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 17, 2015, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.
- F2The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the performance-based restricted stock units.
- F3Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.
- F4Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan.
- F5SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
- F6Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.