SEC Form 4 · accession 0000067887-18-000090
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy P Balkin
Officer — Treasurer
Period of report
Nov 13, 2018
Accepted (ET)
Nov 15, 2018 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF2,F1 | Nov 13, 2018 | A | 56 | $0.00 | A | 56 | D | |
| Class A Common | Nov 13, 2018 | F | 20 | $79.15 | D | 36 | D | |
| Class B CommonF2,F1 | Nov 13, 2018 | A | 113 | $0.00 | A | 113 | D | |
| Class B Common | Nov 13, 2018 | F | 39 | $80.19 | D | 74 | D | |
| Class B CommonF4 | holding | — | — | — | 1,717 | I | 401 (k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SARF7,F6 | $80.19 | Nov 13, 2018 | A | 1,741 | A | — | Nov 13, 2028 | Class B Common | 1,741 | 1,741 | D |
| SARF5,F6 | $26.66 | holding | — | — | — | — | Dec 1, 2019 | Class A Common | 900 | 900 | D |
| SARF5,F6 | $36.86 | holding | — | — | — | — | Nov 30, 2020 | Class A Common | 4,000 | 4,000 | D |
| SARF5,F6 | $41.82 | holding | — | — | — | — | Nov 30, 2021 | Class A Common | 4,000 | 4,000 | D |
| SARF5,F6 | $36.41 | holding | — | — | — | — | Nov 27, 2022 | Class A Common | 4,000 | 4,000 | D |
| SARF5,F6 | $61.69 | holding | — | — | — | — | Nov 11, 2023 | Class A Common | 2,000 | 2,000 | D |
| SARF5,F6 | $74.38 | holding | — | — | — | — | Nov 11, 2024 | Class A Common | 2,000 | 2,000 | D |
| SARF7,F6 | $63.04 | holding | — | — | — | — | Nov 17, 2025 | Class A Common | 667 | 667 | D |
| SARF7,F6 | $65.90 | holding | — | — | — | — | Nov 17, 2025 | Class B Common | 1,333 | 1,333 | D |
| SARF7,F6 | $71.648 | holding | — | — | — | — | Nov 15, 2026 | Class B Common | 2,000 | 2,000 | D |
| SARF7,F6 | $82.31 | holding | — | — | — | — | Nov 14, 2027 | Class B Common | 1,611 | 1,611 | D |
Explanation of responses
- F1Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 17, 2015, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.
- F2The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the performance-based restricted stock units.
- F3Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.
- F4Reflects shares held in Moog Inc. Retirement Savings Plas as of the most recent statement to participants.
- F5Stock Appreciation Right (SAR) granted under the 2008 Appreciation Rights Plan.
- F6SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
- F7Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.