SEC Form 4 · accession 0000067887-18-000089
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Aubrecht
Officer — Vice President
Period of report
Nov 24, 2017
Accepted (ET)
Nov 15, 2018 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Nov 24, 2017 | G | 3,912 | $0.00 | D | 40,749 | D | |
| Class A Common | Dec 5, 2017 | G | 120 | $0.00 | D | 40,629 | D | |
| Class A CommonF2,F1 | Nov 13, 2018 | A | 350 | $0.00 | A | 40,979 | D | |
| Class A Common | Nov 13, 2018 | F | 119 | $79.15 | D | 40,860 | D | |
| Class A CommonF4 | Jul 19, 2018 | G | 1,035 | $0.00 | D | 22,170 | I | Spouse |
| Class A CommonF4 | Aug 28, 2018 | G | 5,963 | $0.00 | D | 16,207 | I | Spouse |
| Class B CommonF5 | Aug 28, 2018 | G | 20,946 | $0.00 | D | 37,159 | D | |
| Class B CommonF2,F1 | Nov 13, 2018 | A | 701 | $0.00 | A | 37,860 | D | |
| Class B Common | Nov 13, 2018 | F | 239 | $80.19 | D | 37,621 | D | |
| Class B CommonF4 | holding | — | — | — | 3,708 | I | Spouse | |
| Class B CommonF6 | holding | — | — | — | 40,793 | I | 401 (k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SARF7,F8 | $36.41 | holding | — | — | — | — | Nov 27, 2022 | Class A Common | 20,500 | 20,500 | D |
| SARF7,F8 | $61.69 | holding | — | — | — | — | Nov 11, 2023 | Class A Common | 10,000 | 10,000 | D |
| SARF7,F8 | $74.38 | holding | — | — | — | — | Nov 11, 2024 | Class A Common | 10,000 | 10,000 | D |
| SARF9,F8 | $63.04 | holding | — | — | — | — | Nov 17, 2025 | Class A Common | 3,333 | 3,333 | D |
| SARF9,F8 | $65.90 | holding | — | — | — | — | Nov 17, 2025 | Class B Common | 6,667 | 6,667 | D |
| SARF9,F8 | $71.648 | holding | — | — | — | — | Nov 15, 2026 | Class B Common | 10,000 | 10,000 | D |
| SARF9,F8 | $82.31 | holding | — | — | — | — | Nov 14, 2027 | Class B Common | 6,181 | 6,181 | D |
Explanation of responses
- F1Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 17, 2015, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.
- F2The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the performance-based restricted stock units.
- F3Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.
- F4Dr. Aubrecht disclaims any beneficial interest in shares owned by spouse.
- F5Includes 325 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on December 31, 2017 and July 1, 2018.
- F6Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
- F7Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
- F8SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
- F9Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.