SEC Form 4 · accession 0000067887-16-000258
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Fishback
Officer — CFO · Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 1:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | holding | — | — | — | 37,472 | D | ||
| Class B CommonF1 | holding | — | — | — | 106 | I | 401 (k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SARF6,F5 | $71.65 | Nov 15, 2016 | A | 10,000 | A | — | Nov 15, 2026 | Class B Common | 10,000 | 10,000 | D |
| Option to BuyF2,F3 | $42.45 | holding | — | — | — | — | Nov 26, 2017 | Class A Common | 20,250 | 20,250 | D |
| SARF4,F5 | $35.12 | holding | — | — | — | — | Oct 31, 2018 | Class A Common | 20,500 | 20,500 | D |
| SARF4,F5 | $26.66 | holding | — | — | — | — | Dec 1, 2019 | Class A Common | 15,375 | 15,375 | D |
| SARF4,F5 | $36.86 | holding | — | — | — | — | Nov 30, 2020 | Class A Common | 20,500 | 20,500 | D |
| SARF4,F5 | $41.82 | holding | — | — | — | — | Nov 30, 2021 | Class A Common | 20,500 | 20,500 | D |
| SARF4,F5 | $36.41 | holding | — | — | — | — | Nov 27, 2022 | Class A Common | 20,500 | 20,500 | D |
| SARF4,F5 | $61.69 | holding | — | — | — | — | Nov 11, 2023 | Class A Common | 10,000 | 10,000 | D |
| SARF4,F5 | $74.38 | holding | — | — | — | — | Nov 11, 2024 | Class A Common | 10,000 | 10,000 | D |
| SARF6,F5 | $63.04 | holding | — | — | — | — | Nov 17, 2025 | Class A Common | 3,333 | 3,333 | D |
| SARF6,F5 | $65.90 | holding | — | — | — | — | Nov 17, 2025 | Class B Common | 6,667 | 6,667 | D |
Explanation of responses
- F1Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
- F2Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
- F3Options exercisable as follows: 871 on 11/26/09, 2,355 on 11/26/10, 2,355 on 11/26/11, 2,355 on 11/26/12, 2,355 on 11/26/13, 2,355 on 11/26/14, 2,355 on 11/26/15, 2,355 on 11/26/16 and 2,894 on 11/26/17.
- F4Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
- F5SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
- F6Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.