SEC Form 4 · accession 0000067887-16-000254
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Aubrecht
Officer — Vice President · Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 1:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | holding | — | — | — | 64,934 | D | ||
| Class A CommonF1 | holding | — | — | — | 23,205 | I | Spouse | |
| Class B Common | holding | — | — | — | 57,780 | D | ||
| Class B CommonF2 | holding | — | — | — | 40,586 | I | 401 (k) | |
| Class B CommonF1 | holding | — | — | — | 3,708 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SARF5,F4 | $71.65 | Nov 15, 2016 | A | 10,000 | A | — | Nov 15, 2026 | Class B Common | 10,000 | 10,000 | D |
| SARF3,F4 | $35.12 | holding | — | — | — | — | Oct 31, 2018 | Class A Common | 20,500 | 20,500 | D |
| SARF3,F4 | $26.66 | holding | — | — | — | — | Dec 1, 2019 | Class A Common | 15,375 | 15,375 | D |
| SARF3,F4 | $36.86 | holding | — | — | — | — | Nov 30, 2020 | Class A Common | 20,500 | 20,500 | D |
| SARF3,F4 | $41.82 | holding | — | — | — | — | Nov 30, 2021 | Class A Common | 20,500 | 20,500 | D |
| SARF3,F4 | $36.41 | holding | — | — | — | — | Nov 27, 2022 | Class A Common | 20,500 | 20,500 | D |
| SARF3,F4 | $61.69 | holding | — | — | — | — | Nov 11, 2023 | Class A Common | 10,000 | 10,000 | D |
| SARF3,F4 | $74.38 | holding | — | — | — | — | Nov 11, 2024 | Class A Common | 10,000 | 10,000 | D |
| SARF5,F4 | $63.04 | holding | — | — | — | — | Nov 17, 2025 | Class A Common | 3,333 | 3,333 | D |
| SARF5,F4 | $65.90 | holding | — | — | — | — | Nov 17, 2025 | Class B Common | 6,667 | 6,667 | D |
Explanation of responses
- F1Dr. Aubrecht disclaims any beneficial interest in shares owned by spouse.
- F2Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
- F3Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
- F4SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
- F5Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.