SEC Form 4 · accession 0000067887-16-000234
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kraig H Kayser
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 12:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B CommonF3 | Nov 15, 2016 | A | 1,116 | $0.00 | A | 1,116 | D | |
| Class A Common | holding | — | — | — | 23,066 | D | ||
| Class A CommonF1,F2 | holding | — | — | — | 0 | I | Seneca Foods Pension Trust | |
| Class B CommonF1,F2 | holding | — | — | — | 0 | I | Seneca Foods Pension Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF4 | $42.45 | holding | — | — | — | Nov 26, 2008 | Nov 26, 2017 | Class A Common | 1,538 | 1,538 | D |
| SARF5 | $35.12 | holding | — | — | — | Oct 31, 2009 | Oct 31, 2018 | Class A Common | 1,500 | 1,500 | D |
| SARF5 | $26.66 | holding | — | — | — | Dec 1, 2010 | Dec 1, 2019 | Class A Common | 1,125 | 1,125 | D |
| SARF5 | $36.86 | holding | — | — | — | Nov 30, 2011 | Nov 30, 2020 | Class A Common | 1,500 | 1,500 | D |
| SARF5 | $41.82 | holding | — | — | — | Nov 30, 2012 | Nov 30, 2021 | Class A Common | 1,500 | 1,500 | D |
| SARF5 | $36.41 | holding | — | — | — | Nov 27, 2013 | Nov 27, 2022 | Class A Common | 1,500 | 1,500 | D |
| SARF5 | $61.69 | holding | — | — | — | Nov 11, 2014 | Nov 11, 2023 | Class A Common | 2,000 | 2,000 | D |
| SARF5 | $74.38 | holding | — | — | — | Nov 11, 2015 | Nov 11, 2024 | Class A Common | 2,000 | 2,000 | D |
| SARF6 | $65.90 | holding | — | — | — | Nov 17, 2016 | Nov 17, 2025 | Class B Common | 2,500 | 2,500 | D |
Explanation of responses
- F1Owned by Seneca Foods Corporation Employee's Pension Trust, of which Mr. Kayser is a beneficiary and one of the trustees with joint voting power. Mr. Kayser's beneficial interest is limited to receiving certain retirement benefits from employment.
- F2Positions owned by Seneca Foods Corporation Employee's Pension Trust, of which Mr. Kayser is a beneficiary and one of the trustees with joint voting power, will no longer be reported under Mr. Kayser'sbeneficial ownership reporting obligations as Mr. Kayser does not have pecuniary interest in shares held by the pension plan.
- F3Stock bonus granted under the Moog Inc. 2014 Long Term Incentive Plan.
- F4Option to buy granted under the 1998/2003 Incentive Stock Option Plan.
- F5Stock Appreciation Right (SAR) granted under the 2008 Stock Appreciation Rights Plan.
- F6Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.