SEC Form 4 · accession 0000067887-16-000203

MOOG INC. · MOGA/MOGB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Richard A Aubrecht

Officer — Vice President · Director

Period of report

Sep 6, 2016

Accepted (ET)

Sep 8, 2016 · 11:28 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000067887

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common	Dec 8, 2015	G	4,800	$0.00	D	56,086	D
Class A Common	Sep 6, 2016	M	20,250	$36.67	A	76,336	D
Class A Common	Sep 6, 2016	F	12,264	$60.55	D	64,072	D
Class A Common	Sep 6, 2016	F	2,953	$60.55	D	61,119	D
Class A Common	Sep 6, 2016	M	20,250	$42.45	A	81,369	D
Class A Common	Sep 6, 2016	F	14,197	$60.55	D	67,172	D
Class A Common	Sep 6, 2016	F	2,238	$60.55	D	64,934	D
Class A Common^F1	holding	—	—		—	8,678	I	401 (k)
Class A Common^F2	holding	—	—		—	23,205	I	Spouse
Class B Common	holding	—	—		—	57,780	D
Class B Common^F1	holding	—	—		—	31,975	I	401 (k)
Class B Common^F2	holding	—	—		—	3,708	I	Spouse

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option to Buy^F3	$36.67	Sep 6, 2016	M	20,250	D	Nov 28, 2009	Nov 28, 2016	Class A Common	20,250	0	D
Option to Buy^F3	$42.45	Sep 6, 2016	M	20,250	D	Nov 26, 2010	Nov 26, 2017	Class A Common	20,250	0	D
SAR^F4,F5	$35.12	holding	—	—	—	—	Oct 31, 2018	Class A Common	20,500	20,500	D
SAR^F4,F6	$26.66	holding	—	—	—	—	Dec 1, 2019	Class A Common	15,375	15,375	D
SAR^F4,F7	$36.86	holding	—	—	—	—	Nov 30, 2020	Class A Common	20,500	20,500	D
SAR^F4,F8	$41.82	holding	—	—	—	—	Nov 30, 2021	Class A Common	20,500	20,500	D
SAR^F4,F9	$36.41	holding	—	—	—	—	Nov 27, 2022	Class A Common	20,500	20,500	D
SAR^F4,F10	$61.69	holding	—	—	—	—	Nov 11, 2023	Class A Common	10,000	10,000	D
SAR^F4,F11	$74.38	holding	—	—	—	—	Nov 11, 2024	Class A Common	10,000	10,000	D
SAR^F12,F13,F14	$63.04	holding	—	—	—	—	Nov 17, 2025	Class A Common	3,333	3,333	D
SAR^F12,F15,F14	$65.90	holding	—	—	—	—	Nov 17, 2025	Class B Common	6,667	6,667	D

Explanation of responses

F1Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F10SAR is exercisable as follows: 3,334 on 11/11/2014, 3,333 on 11/11/2015 and 3,333 on 11/11/2016.
F11SAR is exercisable as follows: 3,334 on 11/11/2015, 3,333 on 11/11/2016 and 3,333 on 11/11/2017.
F12Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
F13SARs exercisable as follows: 1,111 on 11/17/2016, 1,111 on 11/17/2017 and 1,111 on 11/17/2018.
F14Under the terms of the grant, SARs expire ten years after the date of grant, which was November 17, 2015. For the purposes of this Form 4, the transaction date on which the SARs are acquired is the date on which the exercise price has fixed, which was the tenth calendar day after the date of grant.
F15SAR is exercisable as follows: 2,223 on 11/17/2016, 2,222 on 11/17/2017 and 2,222 on 11/17/2018.
F2Dr. Aubrecht disclaims any beneficial interest in shares owned by spouse.
F3Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
F4Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F5SAR exercisable as follows: 6,834 on 10/31/09, 6,833 on 10/31/10 and 6,833 on 10/31/11.
F6SAR exercisable as follows: 5,125 on 12/1/10, 5,125 on 12/1/11 and 5,125 on 12/1/12.
F7SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.
F8SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.
F9SAR is exercisable as follows: 6,834 on 11/27/2013, 6,833 on 11/27/2014 and 6,833 on 11/27/2015.