SEC Form 4 · accession 0000067887-15-000152
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert H Maskrey
Director
Period of report
Nov 27, 2015
Accepted (ET)
Dec 1, 2015 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | holding | — | — | — | 24,332 | D | ||
| Class B Common | holding | — | — | — | 16,534 | D | ||
| Class B CommonF1 | holding | — | — | — | 37,000 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SARF4,F5 | $65.90 | Nov 27, 2015 | A | 2,500 | A | Nov 17, 2016 | Nov 17, 2025 | Class B Common | 2,500 | 2,500 | D |
| Option to BuyF2 | $36.67 | holding | — | — | — | Nov 28, 2007 | Nov 28, 2016 | Class A Common | 1,538 | 1,538 | D |
| Option to BuyF2 | $45.45 | holding | — | — | — | Nov 26, 2008 | Nov 26, 2017 | Class A Common | 1,538 | 1,538 | D |
| SARF3 | $35.12 | holding | — | — | — | Oct 31, 2009 | Oct 31, 2018 | Class A Common | 1,500 | 1,500 | D |
| SARF3 | $26.66 | holding | — | — | — | Dec 1, 2010 | Dec 1, 2019 | Class A Common | 1,125 | 1,125 | D |
| SARF3 | $36.86 | holding | — | — | — | Nov 30, 2011 | Nov 30, 2020 | Class A Common | 1,500 | 1,500 | D |
| SARF3 | $41.82 | holding | — | — | — | Nov 30, 2012 | Nov 30, 2021 | Class A Common | 1,500 | 1,500 | D |
| SARF3 | $36.41 | holding | — | — | — | Nov 27, 2013 | Nov 27, 2022 | Class A Common | 1,500 | 1,500 | D |
| SARF3 | $61.69 | holding | — | — | — | Nov 11, 2014 | Nov 11, 2023 | Class A Common | 2,000 | 2,000 | D |
| SARF3 | $74.38 | holding | — | — | — | Nov 11, 2015 | Nov 11, 2024 | Class A Common | 2,000 | 2,000 | D |
Explanation of responses
- F1Mr. Maskrey disclaims any beneficial interest in shares owned by spouse.
- F2Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plans.
- F3Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
- F4Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
- F5Under the terms of the grant, SARs expire ten years after the date of grant, which was November 17, 2015. For the purposes of this Form 4, the transaction date on which the SARs are acquired is the date on which the exercise price has fixed, which was the tenth calendar day after the date of grant.