SEC Form 4 · accession 0000067887-15-000149
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kraig H Kayser
Director
Period of report
Nov 27, 2015
Accepted (ET)
Dec 1, 2015 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | holding | — | — | — | 21,528 | D | ||
| Class A CommonF1 | holding | — | — | — | 152,000 | I | Seneca Foods Pension Trust | |
| Class B CommonF1 | holding | — | — | — | 80,000 | I | Seneca Foods Pension Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SARF4,F5 | $65.90 | Nov 27, 2015 | A | 2,500 | A | Nov 17, 2016 | Nov 17, 2025 | Class B Common | 2,500 | 2,500 | D |
| Option to BuyF2 | $36.67 | holding | — | — | — | Nov 28, 2007 | Nov 28, 2016 | Class A Common | 1,538 | 1,538 | D |
| Option to BuyF2 | $42.45 | holding | — | — | — | Nov 26, 2008 | Nov 26, 2017 | Class A Common | 1,538 | 1,538 | D |
| SARF3 | $35.12 | holding | — | — | — | Oct 31, 2009 | Oct 31, 2018 | Class A Common | 1,500 | 1,500 | D |
| SARF3 | $26.66 | holding | — | — | — | Dec 1, 2010 | Dec 1, 2019 | Class A Common | 1,125 | 1,125 | D |
| SARF3 | $36.86 | holding | — | — | — | Nov 30, 2011 | Nov 30, 2020 | Class A Common | 1,500 | 1,500 | D |
| SARF3 | $41.82 | holding | — | — | — | Nov 30, 2012 | Nov 30, 2021 | Class A Common | 1,500 | 1,500 | D |
| SARF3 | $36.41 | holding | — | — | — | Nov 27, 2013 | Nov 27, 2022 | Class A Common | 1,500 | 1,500 | D |
| SARF3 | $61.69 | holding | — | — | — | Nov 11, 2014 | Nov 11, 2023 | Class A Common | 2,000 | 2,000 | D |
| SARF3 | $74.38 | holding | — | — | — | Nov 11, 2015 | Nov 11, 2024 | Class A Common | 2,000 | 2,000 | D |
Explanation of responses
- F1Owned by Seneca Foods Corporation Employee's Pension Trust, of which Mr. Kayser is a beneficiary and one of the trustees with joint voting power. Mr. Kayser's beneficial interest is limited to receiving certain retirement benefits from employment.
- F2Option to buy granted under the 1998/2003 Incentive Stock Option Plan.
- F3Stock Appreciation Right (SAR) granted under the 2008 Stock Appreciation Rights Plan.
- F4Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
- F5Under the terms of the grant, SARs expire ten years after the date of grant, which was November 17, 2015. For the purposes of this Form 4, the transaction date on which the SARs are acquired is the date on which the exercise price has fixed, which was the tenth calendar day after the date of grant.