SEC Form 4 · accession 0000067887-15-000148
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren C Johnson
Officer — Vice President
Period of report
Nov 29, 2015
Accepted (ET)
Dec 1, 2015 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Nov 29, 2015 | M | 20,250 | $28.94 | A | 74,048 | D | |
| Class A Common | Nov 29, 2015 | F | 8,779 | $66.76 | D | 65,269 | D | |
| Class A Common | Nov 29, 2015 | F | 2,808 | $66.76 | D | 62,461 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF1 | $28.94 | Nov 29, 2015 | M | 20,250 | D | Nov 29, 2015 | Nov 29, 2015 | Class A Common | 20,250 | 0 | D |
| Option to BuyF1 | $42.45 | holding | — | — | — | Nov 26, 2010 | Nov 26, 2017 | Class A Common | 3,260 | 3,260 | D |
| SARF2,F3 | $36.86 | holding | — | — | — | — | Nov 30, 2020 | Class A Common | 20,500 | 20,500 | D |
| SARF2,F4 | $41.82 | holding | — | — | — | — | Nov 30, 2021 | Class A Common | 20,500 | 20,500 | D |
| SARF2,F5 | $36.41 | holding | — | — | — | — | Nov 27, 2022 | Class A Common | 20,500 | 20,500 | D |
| SARF2,F6 | $61.69 | holding | — | — | — | — | Nov 11, 2023 | Class A Common | 10,000 | 10,000 | D |
| SARF2,F7 | $74.38 | holding | — | — | — | — | Nov 11, 2024 | Class A Common | 10,000 | 10,000 | D |
Explanation of responses
- F1Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
- F2Stock Appreciation Right (SAR) granted under the 2008 Stock Appreciation Rights Plan.
- F3SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.
- F4SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.
- F5SAR is exercisable as follows: 6,834 on 11/27/2013, 6,833 on 11/27/2014 and 6,833 on 11/27/2015.
- F6SAR is exercisable as follows: 3,334 on 11/11/2014, 3,333 on 11/11/2015 and 3,333 on 11/11/2016.
- F7SAR is exercisable as follows: 3,334 on 11/11/2015, 3,333 on 11/11/2016 and 3,333 on 11/11/2017.