SEC Form 4 · accession 0000067887-15-000144
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Fishback
Officer — CFO · Director
Period of report
Nov 27, 2015
Accepted (ET)
Dec 1, 2015 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B CommonF1 | holding | — | — | — | 105 | I | 401 (k) | |
| Class A Common | holding | — | — | — | 37,472 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SARF12,F14,F15 | $65.90 | Nov 27, 2015 | A | 6,667 | A | — | Nov 17, 2025 | Class B Common | 6,667 | 6,667 | D |
| Option to BuyF2,F3 | $42.45 | holding | — | — | — | — | Nov 26, 2017 | Class A Common | 20,250 | 20,250 | D |
| SARF4,F5 | $35.12 | holding | — | — | — | — | Oct 31, 2018 | Class A Common | 20,500 | 20,500 | D |
| SARF4,F6 | $26.66 | holding | — | — | — | — | Dec 1, 2019 | Class A Common | 15,375 | 15,375 | D |
| SARF4,F7 | $36.86 | holding | — | — | — | — | Nov 30, 2020 | Class A Common | 20,500 | 20,500 | D |
| SARF4,F8 | $41.82 | holding | — | — | — | — | Nov 30, 2021 | Class A Common | 20,500 | 20,500 | D |
| SARF4,F9 | $36.41 | holding | — | — | — | — | Nov 27, 2022 | Class A Common | 20,500 | 20,500 | D |
| SARF4,F10 | $61.69 | holding | — | — | — | — | Nov 11, 2023 | Class A Common | 10,000 | 10,000 | D |
| SARF10 | $61.69 | holding | — | — | — | — | Nov 11, 2023 | Class A Common | 10,000 | 10,000 | D |
| SARF4,F11 | $74.38 | holding | — | — | — | — | Nov 11, 2024 | Class A Common | 10,000 | 10,000 | D |
| SARF12,F13 | $63.04 | holding | — | — | — | — | Nov 17, 2025 | Class A Common | 3,333 | 3,333 | D |
Explanation of responses
- F1Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
- F10SAR is exercisable as follows: 3,334 on 11/11/2014, 3,333 on 11/11/2015 and 3,333 on 11/11/2016.
- F11SAR is exercisable as follows: 3,334 on 11/11/2015, 3,333 on 11/11/2016 and 3,333 on 11/11/2017.
- F12Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
- F13SARs exercisable as follows: 1,111 on 11/17/2016, 1,111 on 11/17/2017 and 1,111 on 11/17/2018.
- F14SAR is exercisable as follows: 2,223 on 11/17/2016, 2,222 on 11/17/2017 and 2,222 on 11/17/2018.
- F15Under the terms of the award, SARs expire ten years after the date of grant, which was November 17, 2015. For the purposes of this Form 4, the transaction date on which the SARs are acquired is the date on which the exercise price has fixed, which was the tenth calendar day after the date of grant.
- F2Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
- F3Options exercisable as follows: 871 on 11/26/09, 2,355 on 11/26/10, 2,355 on 11/26/11, 2,355 on 11/26/12, 2,355 on 11/26/13, 2,355 on 11/26/14, 2,355 on 11/26/15, 2,355 on 11/26/16 and 2,894 on 11/26/17.
- F4Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
- F5SAR exercisable as follows: 6,834 on 10/31/09, 6,833 on 10/31/10 and 6,833 on 10/31/11.
- F6SAR exercisable as follows: 5,125 on 12/1/10, 5,125 on 12/1/11 and 5,125 on 12/1/12.
- F7SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.
- F8SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.
- F9SAR is exercisable as follows: 6,834 on 11/27/2013, 6,833 on 11/27/2014 and 6,833 on 11/27/2015.