SEC Form 4 · accession 0000067887-15-000142
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence J Ball
Officer — Vice President
Period of report
Nov 27, 2015
Accepted (ET)
Dec 1, 2015 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Nov 29, 2015 | M | 20,250 | $28.94 | A | 63,083 | D | |
| Class A Common | Nov 29, 2015 | F | 8,779 | $66.76 | D | 54,304 | D | |
| Class A Common | Nov 29, 2015 | F | 4,094 | $66.76 | D | 50,210 | D | |
| Class B CommonF1 | holding | — | — | — | 6,794 | I | 401 (k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $28.94 | Nov 29, 2015 | M | 20,250 | D | Nov 29, 2015 | Nov 29, 2015 | Class A Common | 20,250 | 0 | D |
| SARF8,F10,F11 | $65.90 | Nov 27, 2015 | A | 6,667 | A | — | Nov 17, 2025 | Class B Common | 6,667 | 6,667 | D |
| Option to BuyF2 | $42.45 | holding | — | — | — | Nov 26, 2010 | Nov 26, 2017 | Class A Common | 20,250 | 20,250 | D |
| SARF3,F4 | $41.82 | holding | — | — | — | — | Nov 30, 2021 | Class A Common | 20,500 | 20,500 | D |
| SARF3,F5 | $36.41 | holding | — | — | — | — | Nov 27, 2022 | Class A Common | 20,500 | 20,500 | D |
| SARF3,F6 | $61.69 | holding | — | — | — | — | Nov 11, 2023 | Class A Common | 10,000 | 10,000 | D |
| SARF3,F7 | $74.38 | holding | — | — | — | — | Nov 11, 2024 | Class A Common | 10,000 | 10,000 | D |
| SARF8,F9 | $63.04 | holding | — | — | — | — | Nov 17, 2025 | Class A Common | 3,333 | 3,333 | D |
Explanation of responses
- F1Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
- F10SAR is exercisable as follows: 2,223 on 11/17/2016, 2,222 on 11/17/2017 and 2,222 on 11/17/2018.
- F11Under the terms of the award, SARs expire ten years after the date of grant, which was November 17, 2015. For the purposes of this Form 4, the transaction date on which the SARs are acquired is the date on which the exercise price has fixed, which was the tenth calendar day after the date of grant.
- F2Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
- F3Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan.
- F4SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.
- F5SAR is exercisable as follows: 6,834 on 11/27/2013, 6,833 on 11/27/2014 and 6,833 on 11/27/2015.
- F6SAR is exercisable as follows: 3,334 on 11/11/2014, 3,333 on 11/11/2015 and 3,333 on 11/11/2016.
- F7SAR is exercisable as follows: 3,334 on 11/11/2015, 3,333 on 11/11/2016 and 3,333 on 11/11/2017.
- F8Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
- F9SARs exercisable as follows: 1,111 on 11/17/2016, 1,111 on 11/17/2017 and 1,111 on 11/17/2018.