SEC Form 4 · accession 0000067887-15-000106
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harald A Seiffer
Officer — Vice President
Period of report
Nov 17, 2015
Accepted (ET)
Nov 19, 2015 · 10:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | holding | — | — | — | 13,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SARF10,F11 | $63.04 | Nov 17, 2015 | A | 3,333 | A | — | Nov 17, 2025 | Class A Common | 3,333 | 3,333 | D |
| Option to BuyF1,F2 | $28.94 | holding | — | — | — | — | Nov 29, 2015 | Class A Common | 13,209 | 13,209 | D |
| Option to BuyF1 | $36.67 | holding | — | — | — | Nov 28, 2009 | Nov 28, 2016 | Class A Common | 20,250 | 20,250 | D |
| Option to BuyF1 | $42.45 | holding | — | — | — | Nov 26, 2010 | Nov 26, 2017 | Class A Common | 20,250 | 20,250 | D |
| SARF3,F4 | $35.12 | holding | — | — | — | — | Oct 31, 2018 | Class A Common | 20,500 | 20,500 | D |
| SARF3,F5 | $36.86 | holding | — | — | — | — | Nov 30, 2020 | Class A Common | 20,500 | 20,500 | D |
| SARF3,F6 | $41.82 | holding | — | — | — | — | Nov 30, 2021 | Class A Common | 20,500 | 20,500 | D |
| SARF3,F7 | $36.41 | holding | — | — | — | — | Nov 27, 2022 | Class A Common | 20,500 | 20,500 | D |
| SARF3,F8 | $61.69 | holding | — | — | — | — | Nov 11, 2023 | Class A Common | 10,000 | 10,000 | D |
| SARF3,F9 | $74.38 | holding | — | — | — | — | Nov 11, 2024 | Class A Common | 10,000 | 10,000 | D |
Explanation of responses
- F1Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
- F10Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
- F11SARs exercisable as follows: 1,111 on 11/17/2016, 1,111 on 11/17/2017 and 1,111 on 11/17/2018.
- F2Options exercisable as follows: 131 on 11/29/11, 3,455 on 11/29/12, 3,455 on 11/29/13, 3,455 on 11/29/14 and 9,754 ON 11/29/15.
- F3Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
- F4SAR exercisable as follows: 6,834 on 10/31/09, 6,833 on 10/31/10 and 6,833 on 10/31/11.
- F5SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.
- F6SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.
- F7SAR is exercisable as follows: 6,834 on 11/27/2013, 6,833 on 11/27/2014 and 6,833 on 11/27/2015.
- F8SAR is exercisable as follows: 3,334 on 11/11/2014, 3,333 on 11/11/2015 and 3,333 on 11/11/2016.
- F9SAR is exercisable as follows: 3,334 on 11/11/2015, 3,333 on 11/11/2016 and 3,333 on 11/11/2017.