SEC Form 4 · accession 0000067887-15-000105
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Scannell
Officer — CEO · Director
Period of report
Nov 17, 2015
Accepted (ET)
Nov 19, 2015 · 10:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | holding | — | — | — | 28,358 | D | ||
| Class B CommonF1 | holding | — | — | — | 1,271 | I | 401 (k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SARF12,F13 | $63.04 | Nov 17, 2015 | A | 5,000 | A | — | Nov 17, 2025 | Class A Common | 5,000 | 5,000 | D |
| Option to BuyF2,F3 | $36.67 | holding | — | — | — | — | Nov 28, 2016 | Class A Common | 20,250 | 20,250 | D |
| Option to BuyF2 | $42.45 | holding | — | — | — | Nov 26, 2010 | Nov 26, 2017 | Class A Common | 20,250 | 20,250 | D |
| SARF4,F5 | $35.12 | holding | — | — | — | — | Oct 31, 2018 | Class A Common | 20,500 | 20,500 | D |
| SARF4,F6 | $26.66 | holding | — | — | — | — | Dec 1, 2019 | Class A Common | 15,375 | 15,375 | D |
| SARF4,F7 | $36.86 | holding | — | — | — | — | Nov 30, 2020 | Class A Common | 20,500 | 20,500 | D |
| SARF4,F8 | $41.82 | holding | — | — | — | — | Nov 30, 2021 | Class A Common | 27,000 | 27,000 | D |
| SARF4,F9 | $36.41 | holding | — | — | — | — | Nov 27, 2022 | Class A Common | 31,791 | 31,791 | D |
| SARF4,F10 | $61.69 | holding | — | — | — | — | Nov 11, 2023 | Class A Common | 15,000 | 15,000 | D |
| SARF4,F11 | $74.38 | holding | — | — | — | — | Nov 11, 2024 | Class A Common | 15,000 | 15,000 | D |
Explanation of responses
- F1Reflects equivalent shares held in Moog Inc. Retirement Savings Plan as of the most recent statement.
- F10SAR exercisable as follows: 5,000 on 11/11/2014, 5,000 on 11/11/2015 and 5,000 on 11/11/2016.
- F11SAR exercisable as follows: 5,000 on 11/11/2015, 5,000 on 11/11/2016 and 5,000 on 11/11/2017.
- F12Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
- F13SAR exercisable as follows: 1,667 on 11/17/2016, 1,667 on 11/17/2017 and 1,666 on 11/17/2018.
- F2Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
- F3Options exercisable as follows: 239 on 11/28/07, 1,008 on 11/28/08, 1,008 on 11/28/09, 2,727 on 11/28/10, 2,727 on 11/28/11, 2,727 on 11/28/12, 2,727 on 11/28/13, 2,727 on 11/28/14, 2,727 on 11/28/15 and 1,633 on 11/28/16.
- F4Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan.
- F5SAR exercisable as follows: 6,834 on 10/31/09, 6,833 on 10/31/10 and 6,833 on 10/31/11.
- F6SAR exercisable as follows: 5,125 on 12/1/10, 5,125 on 12/1/11 and 5,125 on 12/1/12.
- F7SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.
- F8SAR exercisable as follows: 9,000 on 11/30/12, 9,000 on 11/30/13 and 9,000 on 11/30/14.
- F9SAR exercisable as follows: 10,597 on 11/27/13, 10,597 on 11/27/14 and 10,597 on 11/27/15.