SEC Form 4 · accession 0000067887-15-000083
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kraig H Kayser
Director
Period of report
Nov 16, 2015
Accepted (ET)
Nov 17, 2015 · 1:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Nov 16, 2015 | M | 1,538 | $28.94 | A | 21,528 | D | |
| Class B CommonF1 | holding | — | — | — | 80,000 | I | Seneca Foods Pension Trust | |
| Class A CommonF1 | holding | — | — | — | 152,000 | I | Seneca Foods Pension Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $28.94 | Nov 16, 2015 | M | 1,538 | D | Nov 29, 2006 | Nov 29, 2015 | Class A Common | 1,538 | 0 | D |
| Option to BuyF2 | $36.67 | holding | — | — | — | Nov 28, 2007 | Nov 28, 2016 | Class A Common | 1,538 | 1,538 | D |
| Option to BuyF2 | $42.45 | holding | — | — | — | Nov 26, 2008 | Nov 26, 2017 | Class A Common | 1,538 | 1,538 | D |
| SARF3 | $35.12 | holding | — | — | — | Oct 31, 2009 | Oct 31, 2018 | Class A Common | 1,500 | 1,500 | D |
| SARF3 | $26.66 | holding | — | — | — | Dec 1, 2010 | Dec 1, 2019 | Class A Common | 1,125 | 1,125 | D |
| SARF3 | $36.86 | holding | — | — | — | Nov 30, 2011 | Nov 30, 2020 | Class A Common | 1,500 | 1,500 | D |
| SARF3 | $41.82 | holding | — | — | — | Nov 30, 2012 | Nov 30, 2021 | Class A Common | 1,500 | 1,500 | D |
| SARF3 | $36.41 | holding | — | — | — | Nov 27, 2013 | Nov 27, 2022 | Class A Common | 1,500 | 1,500 | D |
| SARF3 | $61.69 | holding | — | — | — | Nov 11, 2014 | Nov 11, 2023 | Class A Common | 2,000 | 2,000 | D |
| SARF3 | $74.38 | holding | — | — | — | Nov 11, 2015 | Nov 11, 2024 | Class A Common | 2,000 | 2,000 | D |
Explanation of responses
- F1Owned by Seneca Foods Corporation Employee's Pension Trust, of which Mr. Kayser is a beneficiary and one of the trustees with joint voting power. Mr. Kayser's beneficial interest is limited to receiving certain retirement benefits from employment.
- F2Option to buy granted under the 1998/2003 Incentive Stock Option Plan.
- F3Stock Appreciation Right (SAR) granted under the 2008 Stock Appreciation Rights Plan.