SEC Form 4 · accession 0000067887-15-000079
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Aubrecht
Officer — Vice President · Director
Period of report
Nov 11, 2015
Accepted (ET)
Nov 13, 2015 · 12:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Nov 11, 2015 | M | 20,250 | $28.94 | A | 76,043 | D | |
| Class A Common | Nov 11, 2015 | F | 9,313 | $62.93 | D | 66,730 | D | |
| Class A Common | Nov 11, 2015 | F | 4,044 | $62.93 | D | 62,686 | D | |
| Class A CommonF1 | holding | — | — | — | 8,392 | I | 401 (k) | |
| Class A CommonF2 | holding | — | — | — | 23,205 | I | Spouse | |
| Class B Common | holding | — | — | — | 57,780 | D | ||
| Class B CommonF2 | holding | — | — | — | 3,708 | I | Spouse | |
| Class B CommonF1 | holding | — | — | — | 31,885 | I | 401 (k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF3 | $28.94 | Nov 11, 2015 | M | 20,250 | D | Sep 19, 2014 | Nov 29, 2015 | Class A Common | 20,250 | 0 | D |
| Option to BuyF3 | $36.67 | holding | — | — | — | Nov 28, 2009 | Nov 28, 2016 | Class A Common | 20,250 | 20,250 | D |
| Option to BuyF3 | $42.45 | holding | — | — | — | Nov 26, 2010 | Nov 26, 2017 | Class A Common | 20,250 | 20,250 | D |
| SARF4,F5 | $35.12 | holding | — | — | — | — | Oct 31, 2018 | Class A Common | 20,500 | 20,500 | D |
| SARF4,F6 | $26.66 | holding | — | — | — | — | Dec 1, 2019 | Class A Common | 15,375 | 15,375 | D |
| SARF4,F7 | $36.86 | holding | — | — | — | — | Nov 30, 2020 | Class A Common | 20,500 | 20,500 | D |
| SARF4,F8 | $41.82 | holding | — | — | — | — | Nov 30, 2021 | Class A Common | 20,500 | 20,500 | D |
| SARF4,F9 | $36.41 | holding | — | — | — | — | Nov 27, 2022 | Class A Common | 20,500 | 20,500 | D |
| SARF4,F10 | $61.69 | holding | — | — | — | — | Nov 11, 2023 | Class A Common | 10,000 | 10,000 | D |
| SARF4,F11 | $74.38 | holding | — | — | — | — | Nov 11, 2024 | Class A Common | 10,000 | 10,000 | D |
Explanation of responses
- F1Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
- F10SAR is exercisable as follows: 3,334 on 11/11/2014, 3,333 on 11/11/2015 and 3,333 on 11/11/2016.
- F11SAR is exercisable as follows: 3,334 on 11/11/2015, 3,333 on 11/11/2016 and 3,333 on 11/11/2017.
- F2Dr. Aubrecht disclaims any beneficial interest in shares owned by spouse.
- F3Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
- F4Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
- F5SAR exercisable as follows: 6,834 on 10/31/09, 6,833 on 10/31/10 and 6,833 on 10/31/11.
- F6SAR exercisable as follows: 5,125 on 12/1/10, 5,125 on 12/1/11 and 5,125 on 12/1/12.
- F7SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.
- F8SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.
- F9SAR is exercisable as follows: 6,834 on 11/27/2013, 6,833 on 11/27/2014 and 6,833 on 11/27/2015.