SEC Form 4 · accession 0001127602-16-063552
MDU RESOURCES GROUP INC · MDU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Hellerstein
Director
Period of report
Sep 30, 2016
Accepted (ET)
Sep 30, 2016 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067716
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 11,880 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F1,F3 | — | Sep 30, 2016 | A | 691 | A | — | — | Common Stock | 691 | 8,023 | D |
Explanation of responses
- F11 for 1
- F2Phantom Stock units include units that were accrued through dividends under the Deferred Compensation Plan for Directors.
- F3Units are to be settled in cash after report person's retirement.