SEC Form 4 · accession 0001357400-19-000056
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen J Riney
Officer — Executive Vice Pres & CFO
Period of report
Feb 18, 2019
Accepted (ET)
Feb 20, 2019 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2019 | M | 9,000 | $0.00 | A | 82,102 | D | |
| Common Stock | Feb 18, 2019 | F | 3,542 | $33.30 | D | 78,560 | D | |
| Common Stock | holding | — | — | — | 18,832 | I | Held by Trustee of NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF3,F1,F4 | $0.00 | Feb 18, 2019 | M | 9,000 | D | — | — | Common Stock | 9,000 | 116,518 | D |
Explanation of responses
- F1One share of Apache common stock for each restricted stock unit.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 02/18/2019.
- F3With tandem tax withholding right.
- F4Vesting as of 02/18/2019 of restricted stock units pursuant to restricted stock unit award agreement under employer plan. Of these shares, 60 percent (net of required tax withholding) will not be eligible for sale by the reporting person until such time as he retires or otherwise terminates employment with the company. Vesting in five equal annual installments.