SEC Form 4 · accession 0001357400-19-000050
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Christmann
Officer — CEO and President · Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2019 | M | 16,028 | $0.00 | A | 249,358 | D | |
| Common Stock | Feb 1, 2019 | F | 6,308 | $32.65 | D | 243,050 | D | |
| Common StockF3 | Feb 1, 2019 | M | 10,685 | — | A | 253,735 | D | |
| Common Stock | Feb 1, 2019 | D | 10,685 | $32.65 | D | 243,050 | D | |
| Common StockF4 | Feb 1, 2019 | G | 918 | $0.00 | D | 242,132 | D | |
| Common StockF5 | Feb 1, 2019 | G | 918 | $0.00 | D | 241,214 | D | |
| Common StockF6 | Feb 1, 2019 | G | 918 | $0.00 | D | 240,296 | D | |
| Common Stock | Feb 3, 2019 | M | 25,376 | $0.00 | A | 265,672 | D | |
| Common Stock | Feb 3, 2019 | F | 9,986 | $32.65 | D | 255,686 | D | |
| Common Stock | Feb 1, 2019 | G | 918 | $0.00 | A | 2,674 | I | By JJC V 1998 Trust |
| Common Stock | Feb 1, 2019 | G | 918 | $0.00 | A | 2,674 | I | By CAC 1998 Trust |
| Common Stock | Feb 1, 2019 | G | 918 | $0.00 | A | 2,674 | I | By CEC 2003 Trust |
| Common Stock | holding | — | — | — | 1,458 | I | By JJC IV 1984 Trust | |
| Common Stock | holding | — | — | — | 2,891 | I | Held by Trustee of 401(k) Plan | |
| Common Stock | holding | — | — | — | 76,563 | I | Held by Trustee of NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF8,F1 | $0.00 | Feb 1, 2019 | M | 16,028 | D | Feb 1, 2019 | — | Common Stock | 16,028 | 333,799 | D |
| Restricted Stock / UnitsF3,F9 | $0.00 | Feb 1, 2019 | M | 10,685 | D | — | — | Common Stock | 10,685 | 323,114 | D |
| Restricted Stock / UnitsF8,F7 | $0.00 | Feb 3, 2019 | M | 25,376 | D | — | — | Common Stock | 25,376 | 297,738 | D |
Explanation of responses
- F1Vesting on 02/01/2019 of restricted stock units under the employer plan. Vesting occurs ratably over three years.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock.
- F3Each restricted stock unit is the economic equivalent of one share of the Issuer's common stock and can only be settled in cash
- F4Gift to the JJCV 1998 Trust of which the reporting person is the trustee.
- F5Gift to the CAC 1998 Trust of which the reporting person is the trustee.
- F6Gift to the CEC 2003 Trust of which the reporting person is the trustee.
- F7Vesting on 02/03/2019 of restricted stock units under employer plan. Vesting occurs ratably over three years.
- F8One share of Apache common stock for each restricted stock unit.
- F9Vesting on 02/01/2019 of cash-based restricted stock units granted under employer plan. Vesting occurs ratably over three years.