SEC Form 4 · accession 0001357400-19-000040
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Sullivan
Officer — Exec. VP - Operations Support
Period of report
Jan 22, 2019
Accepted (ET)
Jan 24, 2019 · 7:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2019 | M | 15,994 | $0.00 | A | 64,111 | D | |
| Common Stock | Jan 22, 2019 | F | 6,280 | $31.52 | D | 57,831 | D | |
| Common Stock | holding | — | — | — | 24 | I | Held by Trustee 401(k) Plan | |
| Common Stock | holding | — | — | — | 12,788 | I | Held by Trustee NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF3,F4,F5 | $0.00 | Jan 22, 2019 | A | 31,988 | A | — | — | Common Stock | 31,988 | 91,849 | D |
| Restricted Stock / UnitsF3,F4,F1 | $0.00 | Jan 22, 2019 | M | 15,994 | D | — | — | Common Stock | 15,994 | 75,855 | D |
Explanation of responses
- F1RSU vesting under 2016 Performance Program under 2011 Omnibus Equity Compensation Plan.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock.
- F3With tandem tax withholding right.
- F4One share of Apache common stock for each restricted stock unit.
- F52016 Performance Program under 2011 Omnibus Equity Compensation Plan with performance period ended 12/31/2018. Final number of RSUs determined 01/22/2019.