SEC Form 4 · accession 0001357400-19-000015
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Anthony Lannie
Officer — Exec. Vice Pres & Gen Counsel
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2018 | M | 10,570 | $0.00 | A | 74,616 | D | |
| Common StockF2 | Dec 31, 2018 | F | 4,160 | $26.25 | D | 70,456 | D | |
| Common Stock | holding | — | — | — | 30,252 | I | Held by Trustee of NQ Plan | |
| Common Stock | holding | — | — | — | 1,020 | I | Held by Trustee of 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF3,F4,F1 | $0.00 | Dec 31, 2018 | M | 10,570 | D | — | — | Common Stock | 10,570 | 51,140 | D |
Explanation of responses
- F1RSU vesting under 2015 Performance Program under 2011 Omnibus Equity Compensation Plan.
- F2Shares withheld to cover required tax withholding on RSU vesting under 2015 Performance Program under 2011 Omnibus Equity Compensation Plan.
- F3With tandem tax withholding right.
- F4One share of Apache common stock for each restricted stock unit.