SEC Form 4 · accession 0001357400-18-000137
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Ricotta
Officer — Sr. Vice President
Period of report
Aug 27, 2018
Accepted (ET)
Aug 29, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 27, 2018 | S | 3,480 | $43.721 | D | 10,357 | D | |
| Common Stock | Aug 27, 2018 | I | 3,480 | $43.729 | A | 12,109 | I | Held by Trustee NQ Plan |
| Common Stock | holding | — | — | — | 5,958 | I | Held by Trustee 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person's sale of the company's common stock reported herein was matchable under Section 16(b) of the Securities and Exchange Act of 1934, to the extent of 3,480 shares sold from his brokerage account, with the reporting person's purchase of 3,480 shares, of company common stock in his retirement accounts on the same date, August 27, 2018. After transaction costs, the reporting person had a loss of $64.26 in connection with this short-swing transaction.
- F2Weighted average sale price for transactions with a range of prices from $43.720 to $43.730.