SEC Form 4 · accession 0001357400-18-000109
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Ricotta
Officer — Sr. Vice President
Period of report
Jun 15, 2018
Accepted (ET)
Jun 18, 2018 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2018 | M | 2,484 | $0.00 | A | 14,815 | D | |
| Common Stock | Jun 15, 2018 | F | 978 | $41.61 | D | 13,837 | D | |
| Common Stock | holding | — | — | — | 5,958 | I | Held by Trustee 401(k) Plan | |
| Common Stock | holding | — | — | — | 8,580 | I | Held by Trustee NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF3,F4,F1 | $0.00 | Jun 15, 2018 | M | 2,484 | D | — | — | Common Stock | 2,484 | 33,274 | D |
Explanation of responses
- F1Vesting on 06/15/2018 of restricted stock units under employer plan. Vesting occurs ratably over three years. Data provided by plan administrator on 06/18/2018.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 06/15/2018. Data provided by plan administrator on 06/18/2018.
- F3With tandem tax withholding right
- F4One share of Apache common stock for each restricted stock unit.