SEC Form 4 · accession 0001357400-18-000105
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Christmann
Officer — CEO and President · Director
Period of report
Jun 15, 2018
Accepted (ET)
Jun 18, 2018 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2018 | M | 10,284 | $0.00 | A | 161,043 | D | |
| Common Stock | Jun 15, 2018 | F | 4,047 | $41.61 | D | 156,996 | D | |
| Common Stock | holding | — | — | — | 1,450 | I | By JJC IV 1984 Trust | |
| Common Stock | holding | — | — | — | 2,891 | I | Held by Trustee of 401(k) Plan | |
| Common Stock | holding | — | — | — | 70,833 | I | Held by Trustee of NQ Plan | |
| Common Stock | holding | — | — | — | 1,746 | I | By JJC V 1998 Trust | |
| Common Stock | holding | — | — | — | 1,746 | I | By CAC 1998 Trust | |
| Common Stock | holding | — | — | — | 1,746 | I | By CEC 2003 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F4 | $0.00 | Jun 15, 2018 | M | 10,284 | A | — | — | Common Stock | 10,284 | 50,852 | D |
| Restricted Stock / UnitsF5,F6,F1 | $0.00 | Jun 15, 2018 | M | 20,565 | D | — | — | Common Stock | 20,565 | 213,086 | D |
Explanation of responses
- F1Vesting on 06/15/2018 of restricted stock units under employer plan. Vesting occurs ratably over three years. Data provided by plan administrator on 06/18/2018.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 06/15/2018. Data provided by plan administrator on 06/18/2018.
- F3One share of Apache common stock for each phantom stock unit.
- F4Exempt acquisition pursuant to Rule 16b-3(d). Accrued under the deferred compensation provisions of Apache's Deferred Delivery Plan - effective as of 06/15/2018. Data provided by plan administrator on 06/18/2018
- F5With tandem tax withholding right
- F6One share of Apache common stock for each restricted stock unit.