SEC Form 4 · accession 0001357400-18-000053
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Ricotta
Officer — Sr. Vice President
Period of report
Feb 19, 2018
Accepted (ET)
Feb 21, 2018 · 3:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2018 | M | 315 | $0.00 | A | 11,936 | D | |
| Common Stock | Feb 19, 2018 | F | 124 | $38.11 | D | 11,812 | D | |
| Common Stock | holding | — | — | — | 5,958 | I | Held by Trustee 401(k) Plan | |
| Common Stock | holding | — | — | — | 4,523 | I | Held by Trustee NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF3,F1,F4 | $0.00 | Feb 19, 2018 | M | 315 | D | — | — | Common Stock | 315 | 36,615 | D |
Explanation of responses
- F1One share of Apache common stock for each restricted stock unit.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 02/19/2018. Data provided by plan administrator on 02/21/2018.
- F3With tandem tax withholding right
- F4Vesting as of 02/19/2018 of restricted stock units under employer plan. Vesting in three equal annual installments. Data provided by plan administrator on 02/21/2018.