SEC Form 4 · accession 0001357400-18-000031
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Ricotta
Officer — Sr. Vice President
Period of report
Jan 10, 2018
Accepted (ET)
Jan 10, 2018 · 7:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 10, 2018 | M | 1,891 | $0.00 | A | 8,882 | D | |
| Common StockF2 | Jan 10, 2018 | F | 818 | $42.22 | D | 8,064 | D | |
| Common StockF3 | Jan 10, 2018 | M | 434 | $0.00 | A | 8,498 | D | |
| Common StockF4 | Jan 10, 2018 | F | 167 | $44.55 | D | 8,331 | D | |
| Common Stock | holding | — | — | — | 5,958 | I | Held by Trustee 401(k) Plan | |
| Common Stock | holding | — | — | — | 4,523 | I | Held by Trustee NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF5,F6,F1 | $0.00 | Jan 10, 2018 | M | 1,891 | D | — | — | Common Stock | 1,891 | 29,221 | D |
| Restricted Stock / UnitsF5,F6,F3 | $0.00 | Jan 10, 2018 | M | 434 | D | — | — | Common Stock | 434 | 28,787 | D |
Explanation of responses
- F1RSU vesting under 2015 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/10/2018.
- F2Shares withheld to cover required tax withholding on RSU vesting under 2015 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/10/2018.
- F3Vesting on 01/09/2018 of restricted stock units under employer plan. Vesting occurs 25% per year over four years. Data provided by plan administrator on 01/10/2018.
- F4Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 01/09/2018. Data provided by plan administrator on 01/10/2018.
- F5With tandem tax withholding right
- F6One share of Apache common stock for each restricted stock unit.