SEC Form 4 · accession 0001357400-18-000026
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grady L Ables
Officer — Sr. Region Vice President
Period of report
Jan 10, 2018
Accepted (ET)
Jan 10, 2018 · 7:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 10, 2018 | M | 4,474 | $0.00 | A | 20,572 | D | |
| Common StockF2 | Jan 10, 2018 | F | 1,909 | $42.22 | D | 18,663 | D | |
| Common Stock | holding | — | — | — | 7,385 | I | Held by Trustee of 401(k) Plan | |
| Common Stock | holding | — | — | — | 7,308 | I | Held by Trustee NQ Plan | |
| Common Stock | holding | — | — | — | 2,567 | I | Held by Trustee RNQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF3,F4,F1 | $0.00 | Jan 10, 2018 | M | 4,474 | D | — | — | Common Stock | 4,474 | 34,454 | D |
Explanation of responses
- F1RSU vesting under 2015 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/10/2018.
- F2Shares withheld to cover required tax withholding on RSU vesting under 2015 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/10/2018.
- F3With tandem tax withholding right
- F4One share of Apache common stock for each restricted stock unit.