SEC Form 4 · accession 0001357400-18-000017
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Sullivan
Officer — Exec. VP - Operations Support
Period of report
Jan 3, 2018
Accepted (ET)
Jan 3, 2018 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2018 | M | 846 | $42.22 | A | 26,055 | D | |
| Common Stock | Jan 3, 2018 | F | 355 | $42.22 | D | 25,700 | D | |
| Common Stock | Jan 3, 2018 | M | 2,869 | $42.22 | A | 28,569 | D | |
| Common Stock | Jan 3, 2018 | F | 1,204 | $42.22 | D | 27,365 | D | |
| Common Stock | Jan 3, 2018 | M | 2,162 | $42.22 | A | 29,527 | D | |
| Common Stock | Jan 3, 2018 | F | 907 | $42.22 | D | 28,620 | D | |
| Common Stock | holding | — | — | — | 24 | I | Held by Trustee 401(k) Plan | |
| Common Stock | holding | — | — | — | 12,397 | I | Held by Trustee NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF7,F8,F1 | $0.00 | Jan 3, 2018 | M | 846 | D | — | — | Common Stock | 846 | 42,589 | D |
| Restricted Stock / UnitsF7,F8,F3 | $0.00 | Jan 3, 2018 | M | 2,869 | D | — | — | Common Stock | 2,869 | 39,720 | D |
| Restricted Stock / UnitsF7,F8,F5 | $0.00 | Jan 3, 2018 | M | 2,162 | D | — | — | Common Stock | 2,162 | 37,558 | D |
Explanation of responses
- F1RSU vesting under 2013 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/03/2018.
- F2Shares withheld to cover required tax withholding on RSU vesting under 2013 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from plan administrator on 01/03/2018.
- F3RSU vesting under 2014 Business Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/03/2018.
- F4Shares withheld to cover required tax withholding on RSU vesting under 2014 Business Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from plan administrator on 01/03/2018.
- F52014 Performance Program under 2011 Omnibus Equity Compensation Plan with performance period ended 12/31/2017. Data received from the plan administrator on 01/03/2018.
- F6Shares withheld to cover required tax withholding on RSU vesting under 2014 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/03/2018.
- F7With tandem tax withholding right
- F8One share of Apache common stock for each restricted stock unit.