SEC Form 4 · accession 0001357400-18-000016
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Ricotta
Officer — Sr. Vice President
Period of report
Jan 3, 2018
Accepted (ET)
Jan 3, 2018 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2018 | M | 438 | $42.22 | A | 6,508 | D | |
| Common Stock | Jan 3, 2018 | F | 184 | $42.22 | D | 6,324 | D | |
| Common Stock | Jan 3, 2018 | M | 1,150 | $42.22 | A | 7,474 | D | |
| Common Stock | Jan 3, 2018 | F | 483 | $42.22 | D | 6,991 | D | |
| Common Stock | holding | — | — | — | 5,958 | I | Held by Trustee 401(k) Plan | |
| Common Stock | holding | — | — | — | 4,523 | I | Held by Trustee NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF5,F6,F1 | $0.00 | Jan 3, 2018 | M | 438 | D | — | — | Common Stock | 438 | 28,480 | D |
| Restricted Stock / UnitsF5,F6,F3 | $0.00 | Jan 3, 2018 | M | 1,150 | D | — | — | Common Stock | 1,150 | 27,330 | D |
Explanation of responses
- F1RSU vesting under 2013 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/03/2018.
- F2Shares withheld to cover required tax withholding on RSU vesting under 2013 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from plan administrator on 01/03/2018.
- F3RSU vesting under 2014 Business Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/03/2018.
- F4Shares withheld to cover required tax withholding on RSU vesting under 2014 Business Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from plan administrator on 01/03/2018.
- F5With tandem tax withholding right
- F6One share of Apache common stock for each restricted stock unit.