SEC Form 4 · accession 0001357400-18-000014
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Anthony Lannie
Officer — Exec. Vice Pres & Gen Counsel
Period of report
Jan 3, 2018
Accepted (ET)
Jan 3, 2018 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2018 | M | 2,082 | $42.22 | A | 39,551 | D | |
| Common Stock | Jan 3, 2018 | F | 874 | $42.22 | D | 38,677 | D | |
| Common Stock | Jan 3, 2018 | M | 5,151 | $42.22 | A | 43,828 | D | |
| Common Stock | Jan 3, 2018 | F | 2,161 | $42.22 | D | 41,667 | D | |
| Common Stock | Jan 3, 2018 | M | 3,882 | $42.22 | A | 45,549 | D | |
| Common Stock | Jan 3, 2018 | F | 1,629 | $42.22 | D | 43,920 | D | |
| Common Stock | holding | — | — | — | 29,646 | I | Held by Trustee of NQ Plan | |
| Common Stock | holding | — | — | — | 1,021 | I | Held by Trustee of 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF7,F8,F1 | $0.00 | Jan 3, 2018 | M | 2,082 | D | — | — | Common Stock | 2,082 | 62,368 | D |
| Restricted Stock / UnitsF7,F8,F3 | $0.00 | Jan 3, 2018 | M | 5,151 | D | — | — | Common Stock | 5,151 | 57,217 | D |
| Restricted Stock / UnitsF7,F8,F5 | $0.00 | Jan 3, 2018 | M | 3,882 | D | — | — | Common Stock | 3,882 | 53,335 | D |
Explanation of responses
- F1RSU vesting under 2013 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/03/2018.
- F2Shares withheld to cover required tax withholding on RSU vesting under 2013 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from plan administrator on 01/03/2018.
- F3RSU vesting under 2014 Business Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/03/2018.
- F4Shares withheld to cover required tax withholding on RSU vesting under 2014 Business Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from plan administrator on 01/03/2018.
- F52014 Performance Program under 2011 Omnibus Equity Compensation Plan with performance period ended 12/31/2017. Data received from the plan administrator on 01/03/2018.
- F6Shares withheld to cover required tax withholding on RSU vesting under 2014 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/03/2018.
- F7With tandem tax withholding right
- F8One share of Apache common stock for each restricted stock unit.