SEC Form 4 · accession 0001357400-18-000012
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Christmann
Officer — CEO and President · Director
Period of report
Jan 3, 2018
Accepted (ET)
Jan 3, 2018 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2018 | M | 1,449 | $42.22 | A | 88,425 | D | |
| Common Stock | Jan 3, 2018 | F | 608 | $42.22 | D | 87,817 | D | |
| Common Stock | Jan 3, 2018 | M | 6,498 | $42.22 | A | 94,315 | D | |
| Common Stock | Jan 3, 2018 | F | 2,726 | $42.22 | D | 91,589 | D | |
| Common Stock | Jan 3, 2018 | M | 4,897 | $42.22 | A | 96,486 | D | |
| Common Stock | Jan 3, 2018 | F | 2,055 | $42.22 | D | 94,431 | D | |
| Common Stock | holding | — | — | — | 1,431 | I | By JJC IV 1984 Trust | |
| Common Stock | holding | — | — | — | 2,892 | I | Held by Trustee of 401(k) Plan | |
| Common Stock | holding | — | — | — | 52,340 | I | Held by Trustee of NQ Plan | |
| Common Stock | holding | — | — | — | 1,058 | I | By JJC V 1998 Trust | |
| Common Stock | holding | — | — | — | 1,058 | I | By CAC 1998 Trust | |
| Common Stock | holding | — | — | — | 1,058 | I | By CEC 2003 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF7,F8,F1 | $0.00 | Jan 3, 2018 | M | 1,449 | D | — | — | Common Stock | 1,449 | 187,030 | D |
| Restricted Stock / UnitsF7,F8,F3 | $0.00 | Jan 3, 2018 | M | 6,498 | D | — | — | Common Stock | 6,498 | 180,532 | D |
| Restricted Stock / UnitsF7,F8,F5 | $0.00 | Jan 3, 2018 | M | 4,897 | D | — | — | Common Stock | 4,897 | 175,635 | D |
Explanation of responses
- F1RSU vesting under 2013 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/03/2018.
- F2Shares withheld to cover required tax withholding on RSU vesting under 2013 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from plan administrator on 01/03/2018.
- F3RSU vesting under 2014 Business Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/03/2018.
- F4Shares withheld to cover required tax withholding on RSU vesting under 2014 Business Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from plan administrator on 01/03/2018.
- F52014 Performance Program under 2011 Omnibus Equity Compensation Plan with performance period ended 12/31/2017. Data received from the plan administrator on 01/03/2018.
- F6Shares withheld to cover required tax withholding on RSU vesting under 2014 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/03/2018.
- F7With tandem tax withholding right
- F8One share of Apache common stock for each restricted stock unit.