SEC Form 4 · accession 0001357400-17-000113
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Christmann
Officer — CEO and President · Director
Period of report
Jun 15, 2017
Accepted (ET)
Jun 19, 2017 · 3:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2017 | M | 10,284 | $0.00 | A | 88,000 | D | |
| Common Stock | Jun 15, 2017 | F | 4,315 | $47.80 | D | 83,685 | D | |
| Common Stock | holding | — | — | — | 1,407 | I | By JJC IV 1984 Trust | |
| Common Stock | holding | — | — | — | 2,888 | I | Held by Trustee of 401(k) Plan | |
| Common Stock | holding | — | — | — | 45,382 | I | Held by Trustee of NQ Plan | |
| Common Stock | holding | — | — | — | 1,040 | I | By JJC V 1998 Trust | |
| Common Stock | holding | — | — | — | 1,040 | I | By CAC 1998 Trust | |
| Common Stock | holding | — | — | — | 1,040 | I | By CEC 2003 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F4 | $0.00 | Jun 15, 2017 | M | 10,284 | A | — | — | Common Stock | 10,284 | 33,430 | D |
| Restricted Stock / UnitsF5,F6,F1 | $0.00 | Jun 15, 2017 | M | 20,565 | D | — | — | Common Stock | 20,565 | 194,079 | D |
Explanation of responses
- F1Vesting on 06/15/2017 of restricted stock units under employer plan. Vesting occurs ratably over three years. Data provided by plan administrator on 06/16/2017.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 06/15/2017. Data provided by plan administrator on 06/16/2017.
- F3One share of Apache common stock for each phantom stock unit.
- F4Exempt acquisition pursuant to Rule 16b-3(d). Accrued under the deferred compensation provisions of Apache's Deferred Delivery Plan - effective as of 06/15/2017. Data provided by plan administrator on 06/16/2017.
- F5With tandem tax withholding right
- F6One share of Apache common stock for each restricted stock unit.