SEC Form 4 · accession 0001357400-17-000072
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen J Riney
Officer — Executive Vice Pres & CFO
Period of report
Mar 1, 2017
Accepted (ET)
Mar 2, 2017 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2017 | M | 8,020 | $0.00 | A | 28,791 | D | |
| Common StockF2 | Mar 1, 2017 | F | 3,365 | $52.95 | D | 25,426 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF3,F4,F1 | $0.00 | Mar 1, 2017 | M | 8,020 | D | — | — | Common Stock | 8,020 | 82,911 | D |
Explanation of responses
- F1Vesting on 03/01/2017 of restricted stock units under employer plan - data provided by plan administrator on 03/02/2017. Vesting occurs ratably over three years.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock as of 03/01/2017 - data provided by plan administrator on 03/02/2017.
- F3With tandem tax withholding right
- F4One share of Apache common stock for each restricted stock unit.