SEC Form 4 · accession 0001357400-17-000046
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Ricotta
Officer — Sr. Vice President
Period of report
Feb 21, 2017
Accepted (ET)
Feb 21, 2017 · 2:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2017 | M | 315 | $0.00 | A | 1,462 | D | |
| Common Stock | Feb 21, 2017 | F | 133 | $55.44 | D | 1,329 | D | |
| Common Stock | holding | — | — | — | 5,951 | I | Held by Trustee 401(k) Plan | |
| Common Stock | holding | — | — | — | 4,453 | I | Held by Trustee NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF2,F3,F4 | $0.00 | Feb 21, 2017 | M | 315 | D | — | — | Common Stock | 315 | 37,089 | D |
Explanation of responses
- F1Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 02/19/2017. Data provided by plan administrator on 02/21/2017.
- F2With tandem tax withholding right
- F3One share of Apache common stock for each restricted stock unit.
- F4Vesting as of 02/19/2017 of restricted stock units under employer plan. Vesting occurs ratably over three years. Data provided by plan administrator on 02/21/2017.