SEC Form 4 · accession 0001357400-17-000045
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen J Riney
Officer — Executive Vice Pres & CFO
Period of report
Feb 21, 2017
Accepted (ET)
Feb 21, 2017 · 2:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2017 | M | 9,000 | $0.00 | A | 24,548 | D | |
| Common Stock | Feb 21, 2017 | F | 3,777 | $55.44 | D | 20,771 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF2,F3,F4 | $0.00 | Feb 21, 2017 | M | 9,000 | D | — | — | Common Stock | 9,000 | 90,931 | D |
Explanation of responses
- F1Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 02/18/2017. Data provided by plan administrator on 02/21/2017.
- F2With tandem tax withholding right
- F3One share of Apache common stock for each restricted stock unit.
- F4Vesting as of 02/18/2017 of restricted stock units pursuant to restricted stock unit award agreement under employer plan. Of these shares, 60 percent (net of required tax withholding) will not be eligible for sale by the reporting person until such time as he retires or otherwise terminates employment with the company. Data provided by plan administrator on 02/21/2017.