SEC Form 4 · accession 0001357400-17-000043
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Sullivan
Officer — Exec. VP - Operations Support
Period of report
Feb 5, 2017
Accepted (ET)
Feb 6, 2017 · 12:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | $0.00 | Feb 5, 2017 | M | 1,000 | A | Feb 5, 2017 | — | Common Stock | 1,000 | 5,424 | D |
| Restricted Stock / UnitsF3,F4,F5 | $0.00 | Feb 5, 2017 | M | 1,000 | D | Feb 5, 2017 | — | Common Stock | 1,000 | 52,636 | D |
Explanation of responses
- F1One share of Apache common stock for each phantom stock unit.
- F2Exempt acquisition pursuant to Rule 16b-3(d). Accrued under the deferred compensation provisions of Apache's Deferred Delivery Plan - effective as of 02/05/2017.
- F3With tandem tax withholding right
- F4One share of Apache common stock for each restricted stock unit.
- F5Vesting on 02/05/2017 of restricted stock units under employer plan. Vesting occurs 20% per year over five years.