SEC Form 4 · accession 0001357400-17-000042
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Sullivan
Officer — Exec. VP - Operations Support
Period of report
Jan 11, 2017
Accepted (ET)
Jan 11, 2017 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 11, 2017 | M | 2,161 | $0.00 | A | 17,552 | D | |
| Common StockF2 | Jan 11, 2017 | F | 1,012 | $63.47 | D | 16,540 | D | |
| Common Stock | holding | — | — | — | 24 | I | Held by Trustee 401(k) Plan | |
| Common Stock | holding | — | — | — | 12,205 | I | Held by Trustee NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF3,F4,F1 | $0.00 | Jan 11, 2017 | M | 2,161 | D | — | — | Common Stock | 2,161 | 53,636 | D |
Explanation of responses
- F1RSU vesting under 2014 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/11/2017.
- F2Shares withheld to cover required tax withholding on RSU vesting under 2014 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/11/2017.
- F3With tandem tax withholding right
- F4One share of Apache common stock for each restricted stock unit.