SEC Form 4 · accession 0001357400-17-000038
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Christmann
Officer — CEO and President · Director
Period of report
Jan 11, 2017
Accepted (ET)
Jan 11, 2017 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 11, 2017 | M | 4,897 | $0.00 | A | 57,189 | D | |
| Common StockF2 | Jan 11, 2017 | F | 2,151 | $63.47 | D | 55,038 | D | |
| Common Stock | holding | — | — | — | 1,401 | I | By JJC IV 1984 Trust | |
| Common Stock | holding | — | — | — | 2,888 | I | Held by Trustee of 401(k) Plan | |
| Common Stock | holding | — | — | — | 32,317 | I | Held by Trustee of NQ Plan | |
| Common Stock | holding | — | — | — | 533 | I | By JJC V 1998 Trust | |
| Common Stock | holding | — | — | — | 533 | I | By CAC 1998 Trust | |
| Common Stock | holding | — | — | — | 533 | I | By CEC 2003 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF3,F4,F1 | $0.00 | Jan 11, 2017 | M | 4,897 | D | — | — | Common Stock | 4,897 | 262,557 | D |
Explanation of responses
- F1RSU vesting under 2014 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/11/2017.
- F2Shares withheld to cover required tax withholding on RSU vesting under 2014 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/11/2017.
- F3With tandem tax withholding right
- F4One share of Apache common stock for each restricted stock unit.