SEC Form 4 · accession 0001357400-17-000037
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Ricotta
Officer — Sr. Vice President
Period of report
Jan 11, 2017
Accepted (ET)
Jan 11, 2017 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 11, 2017 | M | 433 | $0.00 | A | 1,352 | D | |
| Common StockF2 | Jan 11, 2017 | F | 205 | $62.36 | D | 1,147 | D | |
| Common Stock | holding | — | — | — | 5,951 | I | Held by Trustee 401(k) Plan | |
| Common Stock | holding | — | — | — | 4,453 | I | Held by Trustee NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF3,F4,F1 | $0.00 | Jan 11, 2017 | M | 433 | D | — | — | Common Stock | 433 | 37,404 | D |
Explanation of responses
- F1Vesting on 01/09/2017 of restricted stock units under employer plan. Vesting occurs 25% per year over four years. Data provided by plan administrator on 01/11/2017.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 01/09/2017. Data provided by plan administrator on 01/11/2017.
- F3With tandem tax withholding right
- F4One share of Apache common stock for each restricted stock unit.