SEC Form 4 · accession 0001357400-17-000031
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L House
Officer — Sr. Region Vice President
Period of report
Jan 9, 2017
Accepted (ET)
Jan 10, 2017 · 7:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF1,F2,F3 | $0.00 | Jan 9, 2017 | A | 5,403 | A | — | — | Common Stock | 5,403 | 59,593 | D |
Explanation of responses
- F1With tandem tax withholding right
- F2One share of Apache common stock for each restricted stock unit.
- F32014 Performance Program under 2011 Omnibus Equity Compensation Plan with performance period ended 12/31/2016. Final number of RSUs determined 01/08/2017. Data received from the plan administrator on 01/09/2017.