SEC Form 4 · accession 0001357400-17-000029
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Sullivan
Officer — Exec. VP - Operations Support
Period of report
Jan 6, 2017
Accepted (ET)
Jan 9, 2017 · 12:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF1,F2,F3 | $0.00 | Jan 6, 2017 | A | 12,104 | A | — | — | Common Stock | 12,104 | 51,474 | D |
| Option - Buy $63.25F4 | $63.25 | Jan 6, 2017 | A | 16,931 | A | — | Jan 5, 2027 | Common Stock | 16,931 | 16,931 | D |
Explanation of responses
- F1With tandem tax withholding right
- F2One share of Apache common stock for each restricted stock unit.
- F3Restricted stock units granted 01/05/2017 under employer plan - data provided by plan administrator on 01/06/2017. The units vest ratably over three years.
- F4Stock option granted 01/05/2017 under employer plan - data received from the plan administrator on 01/06/2017. The options become exercisable ratably over three years.