SEC Form 4 · accession 0001357400-17-000014
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Sullivan
Officer — Exec. VP - Operations Support
Period of report
Jan 4, 2017
Accepted (ET)
Jan 5, 2017 · 1:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2017 | M | 844 | $0.00 | A | 14,082 | D | |
| Common Stock | Jan 4, 2017 | F | 355 | $63.47 | D | 13,727 | D | |
| Common Stock | Jan 4, 2017 | M | 2,867 | $0.00 | A | 16,594 | D | |
| Common Stock | Jan 4, 2017 | F | 1,203 | $63.47 | D | 15,391 | D | |
| Common Stock | holding | — | — | — | 24 | I | Held by Trustee 401(k) Plan | |
| Common Stock | holding | — | — | — | 12,205 | I | Held by Trustee NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF5,F6,F7 | $0.00 | Jan 4, 2017 | A | 4,923 | A | — | — | Common Stock | 4,923 | 43,081 | D |
| Restricted Stock / UnitsF5,F6,F1 | $0.00 | Jan 4, 2017 | M | 844 | D | — | — | Common Stock | 844 | 42,237 | D |
| Restricted Stock / UnitsF5,F6,F3 | $0.00 | Jan 4, 2017 | M | 2,867 | D | — | — | Common Stock | 2,867 | 39,370 | D |
Explanation of responses
- F1RSU vesting under 2013 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/04/2017.
- F2Shares withheld to cover required tax withholding on RSU vesting under 2013 Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from plan administrator on 01/04/2017.
- F3RSU vesting under 2014 Business Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from the plan administrator on 01/04/2017.
- F4Shares withheld to cover required tax withholding on RSU vesting under 2014 Business Performance Program under 2011 Omnibus Equity Compensation Plan. Data received from plan administrator on 01/04/2017.
- F5With tandem tax withholding right
- F6One share of Apache common stock for each restricted stock unit.
- F7Restricted stock units granted 12/30/2016 under employer plan - data provided by plan administrator on 01/04/2017. The units vest 100% on 01/01/2020.