SEC Form 4 · accession 0001357400-16-000398
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L House
Officer — Sr. Region Vice President
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 12:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 23, 2016 | S | 8,000 | $63.375 | D | 2,057 | D | |
| Common Stock | holding | — | — | — | 3,223 | I | Held by Trustee 401(k) Plan | |
| Common Stock | holding | — | — | — | 10,840 | I | Held by Trustee NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | $0.00 | Nov 23, 2016 | J | 15 | A | — | — | Common Stock | 15 | 3,725 | D |
Explanation of responses
- F1One share of Apache common stock for each phantom stock unit.
- F2Exempt acquisition pursuant to Rule 16b-3(d) - accrued under the deferred compensation provisions of Apache's Deferred Delivery Plan.