SEC Form 4 · accession 0001357400-16-000376
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Lowe
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 2:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | $0.00 | Sep 30, 2016 | M | 1,173 | A | — | — | Common Stock | 1,173 | 11,935 | D |
| Restricted Stock / UnitsF3,F4 | $0.00 | Sep 30, 2016 | A | 1,173 | A | Sep 30, 2016 | — | Common Stock | 1,173 | 1,173 | D |
| Restricted Stock / UnitsF3,F5 | $0.00 | Sep 30, 2016 | M | 1,173 | D | Sep 30, 2016 | — | Common Stock | 1,173 | 0 | D |
Explanation of responses
- F1One share of Apache common stock for each phantom stock unit.
- F2Exempt acquisition pursuant to Rule 16b-3(d). Accrued under the deferred compensation provisions of Apache's 2016 Omnibus Compensation Plan (non-employee directors' deferral program)..
- F3One share of Apache common stock for each restricted stock unit.
- F4Restricted stock units granted to each of Apache's non-employee directors under 2016 Omnibus Compensation Plan, which plan was approved by stockholders in May 2016.
- F5Vesting of restricted stock units granted to each of Apache's non-employee directors under 2016 Omnibus Compensation Plan.