SEC Form 4 · accession 0001357400-16-000368
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Ricotta
Officer — Sr. Vice President
Period of report
Sep 15, 2016
Accepted (ET)
Sep 16, 2016 · 2:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF1,F2,F3 | $0.00 | Sep 15, 2016 | A | 5,000 | A | — | — | Common Stock | 5,000 | 5,000 | D |
| Restricted Stock / UnitsF1,F2,F4 | $0.00 | Sep 15, 2016 | A | 5,000 | A | — | — | Common Stock | 5,000 | 10,000 | D |
Explanation of responses
- F1With tandem tax withholding right
- F2One share of Apache common stock for each restricted stock unit.
- F3Restricted stock units granted 09/14/2016 under employer plan - data provided by plan adminitrator on 09/15/2016. The units vest 1/3 on each of 10/01/2017, 09/14/2018, and 09/14/2019.
- F4Restricted stock units granted 09/14/2016 under employer plan - data provided by plan adminitrator on 09/15/2016. The units vest 100% on 09/14/2019.