SEC Form 4 · accession 0001357400-16-000346
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rebecca A Hoyt
Officer — Sr. Vice Pres, Chief Acct Off
Period of report
Jul 15, 2016
Accepted (ET)
Jul 19, 2016 · 12:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 15, 2016 | M | 1,547 | $0.00 | A | 16,535 | D | |
| Common Stock | Jul 15, 2016 | F | 424 | $57.12 | D | 16,111 | D | |
| Common Stock | holding | — | — | — | 13,745 | I | Held by Trustee of 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F4 | $0.00 | Jul 15, 2016 | M | 663 | A | Jul 15, 2016 | — | Common Stock | 663 | 1,337 | D |
| Restricted Stock / UnitsF5,F6,F1 | $0.00 | Jul 15, 2016 | M | 2,210 | D | Jul 15, 2016 | — | Common Stock | 2,210 | 41,586 | D |
Explanation of responses
- F1Vesting on 07/15/2016 of restricted stock units under employer plan. Vesting occurs 20% per year over five years. Data provided by plan administrator on 07/18/2016.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 07/15/2016. Data provided by plan administrator on 07/18/2016.
- F3One share of Apache common stock for each phantom stock unit.
- F4Exempt acquisition pursuant to Rule 16b-3(d). Accrued under the deferred compensation provisions of Apache's Deferred Delivery Plan - effective as of 07/15/2016. Data provided by plan administrator on 07/18/2016.
- F5With tandem tax withholding right
- F6One share of Apache common stock for each restricted stock unit.