SEC Form 4 · accession 0001357400-16-000344
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L House
Officer — Sr. Region Vice President
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 2:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2016 | L | 12 | $39.59 | A | 6,846 | D | |
| Common Stock | May 18, 2016 | L | 9 | $56.578 | A | 6,855 | D | |
| Common Stock | Jul 1, 2016 | M | 5,517 | $0.00 | A | 12,372 | D | |
| Common Stock | Jul 1, 2016 | F | 2,315 | $56.67 | D | 10,057 | D | |
| Common Stock | holding | — | — | — | 3,208 | I | Held by Trustee 401(k) Plan | |
| Common Stock | holding | — | — | — | 10,147 | I | Held by Trustee NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF4,F5,F2 | $0.00 | Jul 1, 2016 | M | 5,517 | D | — | — | Common Stock | 5,517 | 41,975 | D |
Explanation of responses
- F1Small Acquisition under Rule 16a-6
- F2Vesting on 07/01/2016 of restricted stock units under employer plan. Vesting occurs ratably over three years. Data provided by plan administrator on 07/05/2016.
- F3Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 07/01/2016. Data provided by plan administrator on 07/05/2016.
- F4With tandem tax withholding right
- F5One share of Apache common stock for each restricted stock unit.