SEC Form 4 · accession 0001357400-16-000341
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen J Riney
Officer — Executive Vice Pres & CFO
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 2:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2016 | M | 7,451 | $0.00 | A | 18,674 | D | |
| Common Stock | Jul 1, 2016 | F | 3,126 | $56.67 | D | 15,548 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF3,F4,F1 | $0.00 | Jul 1, 2016 | M | 7,451 | D | — | — | Common Stock | 7,451 | 74,964 | D |
Explanation of responses
- F1Vesting on 07/01/2016 of restricted stock units under employer plan. Vesting occurs ratably over three years. Data provided by plan administrator on 07/05/2016.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 07/01/2016. Data provided by plan administrator on 07/05/2016.
- F3With tandem tax withholding right
- F4One share of Apache common stock for each restricted stock unit.